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Regulation and Financial Crime Compliance in the Funds Industry
Date
18 June 2019
Time
8:00 - 11:00
Venue
Hilton Malta, St Julians
Category
Banking / Funds / Wealth Management
Contact Person
Elise Ann Mifsud
Email
eamifsud@ifsmalta.org
Website
www.ifsmalta.org
Event Overview

Event in Collaboration with MFSA and ICA.  With strong participation of MFSA senior officials, we will be discussing topical subjects in relation to regulatory compliance and give insights to directors, compliance officers, MLROs and other senior management of funds (and their service providers) on the manner how the right regulatory compliance culture can be instilled.

Speakers
  • Speakers: 
    Ms Marianne Scicluna, Chief Officer Supervision MFSA
    Mr Jonathan Bowdler – Head, Governance Risk and Compliance, ICA 
    Ms Claire Farrugia – Senior Manager, Securities and Markets Supervision MFSA 
    Panel Discussion: 
    Mr Joseph Agius – Deputy Head, Securities and Markets Supervision, MFSA 
    Dr Andre Zerafa – Partner, GANADO Advocates 
    Ms Lucienne Pace Ross – Assurance Partner, PwC Malta 
    Mr Christian Manicaro CFA – CEO, AQA Capital 
    Mr Christ Briffa CFA – Manager, BOV Fund Services Ltd 
Programme

8.45 – 8.50: Welcome address Ms Marianne Scicluna - Chief Officer Supervision, MFSA 

8.50 – 9:20:  The Role of Directors in Managing Regulatory Compliance Mr Jonathan Bowdler - Head, Governance Risk and Compliance, ICA 

9.20 – 9.35: Supervisory Visits Findings - Key Areas for Improvements Ms Clare Farrugia - Senior Manager, Securities and Markets Supervision, MFSA 

9.35 – 10.10: Setting the Right Compliance Culture Mr Jonathan Bowdler - Head, Governance Risk and Compliance, ICA 

10.10 – 10.40: Discussion Panel: Investment Fund Valuations - Issues, Regulatory Expectations and Best Practice 

Moderator: Mr Joseph J. Agius - Deputy Head, Securities and Markets Supervision, MFSA 

Mr Jonathan Bowdler - Head, Governance Risk and Compliance, ICA 

Dr Andre Zerafa - Partner, GANADO Advocates

Ms Lucienne Pace Ross - Assurance Partner, PwC Malta

Mr Christian Manicaro CFA - CEO, AQA Capital 

Mr Christ Briffa CFA - Manager, BOV Fund Services Ltd 

10.40 – 10.45: Closing remarks Mr Joseph J. Agius - Deputy Head, Securities and Markets Supervision,

Why should delegates attend?

Don’t miss out on this opportunity to interact directly with the regulator and industry experts, to discuss the key regulatory and compliance issues affecting the Funds industry. The event will also enable you to interact and network with your peers and other industry professionals.

Other Information
8:00 – 8:45 breakfast, 8:45 start of event. Registration Fee Eur120
Registration Information
Kindly send email to eamifsud@ifsmalta.org for registration 

Regulation and Financial Crime Compliance in the Funds Industry

Booking Information

Please ensure that the email address stipulated for each attendee is his or her own personal email address.

Group Discounts: A discount of 21.05% (based on the original price ticket [€190] for members) will be applied if you register 6 or more attendees, from the same company, at the same time, for this event.
Early-bird Discounts: A discount of 0% will be applied if you register till the .

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